Sr. Analyst, Enterprise Processes And Controls
Franklin Templeton Investments remains a leading global investment management company for over 50 years thanks to our greatest assets - our employees.
With over 7,000 employees working in 29 countries around the world to service over 240 financial products, we offer an exceptional range of diverse career options.
Our corporate values reflect the best of our employees.
We believe in putting clients first, building relationships, achieving quality results, and working with integrity.
We strive to bring a balance of work and life to our employees.
We're currently looking for qualified candidates to join our winning team.
Be a team member in ensuring Franklin Templeton's global compliance with certain sections within the Sarbanes-Oxley Act 2002, and related corporate governance requirements.
Primary responsibilities include: Evaluating the existence, design effectiveness of processes and controls, including testing of controls to ensure that they are operating, and that there is sufficient evidence of procedures being performed.
Includes: Designing control audit programs; testing of controls; communicating exceptions resulting from the testing phase to the appropriate level of management for remediation; coordinating, assisting, and reconfirming to ensure that exceptions are appropriately resolved.
Ensuring that appropriate and required documentation in support of key processes and controls are maintained.
Providing guidance management of the business units to create the required documentation in accordance with Franklin Templeton Standards.
Monitoring to ensure that the inventory of documents are current and up-to-date.
Consulting with management of the business units in the design and implementation of new or enhanced processes, with the goal of strengthening controls, meeting business objectives and meeting corporate governance requirements.
Continuing education and development, particularly in areas related to corporate governance including Sarbanes-Oxley.
Understanding the company and the industry in order to identify and evaluate key business areas, their respective business processes and controls.
We require: Four to five years audit experience, including work the areas of audit program design, control assessments and conducting various stages of operational audits.
Work experience in the areas of creating and implementing policies and procedures, including flowcharts, narratives, and manuals.
Bachelor's degree or equivalent.
Course work in the areas of auditing, internal controls and accounting are definite assets.
Professional Accounting or Auditing designations.
Work experience in the investment management industry and/or financial sector.
Knowledge of regulations governing the investment management industry.
Professional and effective communication skills both written and orally.
Ability to interact and work with various levels, from staff to management.
Ability to work independently as well as a contributor to the team.
Proficient computer skills including applications within the Microsoft Office suite, and the ability and willingness to learn other applications as required.
Strong analytical skills to form conclusions based on facts.
Ability to exercise sound independent judgment.
Ability to complete assignments on a timely basis with minimal supervision.
Ability to prioritize and deal with multiple projects or assignments.
Ability to provide guidance and/or expertise on various assignments.
Ability to coordinate with the various business units, and provide advisory support in completing their respective documentation requirements.
Some travel may be necessary.
We offer one of the most competitive compensation packages and benefits programs in the investment management industry.
Highlights of our benefits include: Three weeks paid time off the first year Medical, dental and vision insurance 401(k) and Profit Sharing Plan with company matching Employee Stock Investment Program with company matchin
37. 5-hour work week Business Casual dress Fitness Center Education assistance Purchase of company funds with no sales charge We invite you to visit us at www.franklintempleton.com to learn more about our company and career opportunities.
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